Xiao, Xu (SFC:BUU232) 肖旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GaoTeng Global Asset Management Limited | Rep | Advising on securities | 2026-03-03 | Rep | Asset management | 2026-03-03 |
| 2 | ICBC UBS Asset Management (International) Company Limited | Rep | Advising on securities | 2024-03-28 | 2026-02-13 | Rep | Asset management | 2024-03-28 | 2026-02-13 | Rep | Dealing in securities | 2024-03-28 | 2026-02-13 |
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