Wang, Shaochen (SFC:BSP503) 王紹宸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2022-06-02 | 2022-08-19 | Rep | Advising on securities | 2022-06-02 | 2022-08-19 | Rep | Dealing in securities | 2022-06-02 | 2022-08-19 | RO | Advising on securities | 2022-08-19 | 2024-03-14 | RO | Advising on corporate finance | 2022-08-19 | 2024-11-05 | RO | Dealing in securities | 2022-08-19 | 2024-11-05 |
| 2 | Quam Securities Limited | Rep | Advising on securities | 2025-05-23 | 2026-01-15 | Rep | Dealing in securities | 2025-05-23 | 2026-01-15 | Rep | Dealing in futures contracts | 2025-08-25 | 2026-01-15 |
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