Chau, Shing Yip Colin 周承嶫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Arab Capital Limited | Rep | Advising on securities | 2025-11-14 | 2025-11-17 | Rep | Asset management | 2025-11-14 | 2025-11-17 | RO | Advising on securities | 2025-11-17 | 2026-01-30 | RO | Asset management | 2025-11-17 | 2026-01-30 |
| 2 | FUHAI SECURITIES LIMITED | RO | Advising on securities | 2017-01-18 | 2018-10-14 | RO | Asset management | 2017-01-18 | 2018-10-14 |
| 3 | Long Trends Securities Limited | Rep | Advising on securities | 2020-02-18 | 2020-07-22 | Rep | Asset management | 2020-02-18 | 2020-07-22 | Rep | Dealing in securities | 2020-02-18 | 2020-07-22 | RO | Advising on securities | 2020-07-22 | 2021-10-28 | RO | Asset management | 2020-07-22 | 2021-10-28 | RO | Dealing in securities | 2020-07-22 | 2021-10-28 | Rep | Advising on securities | 2021-10-28 | 2021-10-31 | Rep | Asset management | 2021-10-28 | 2021-10-31 | Rep | Dealing in securities | 2021-10-28 | 2021-10-31 |
| 4 | Nice Talent Asset Management Limited | Rep | Advising on securities | 2019-01-08 | 2019-03-14 | Rep | Asset management | 2019-01-08 | 2019-03-14 | RO | Advising on securities | 2019-03-14 | 2020-02-14 | RO | Asset management | 2019-03-14 | 2020-02-14 |
| 5 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2021-12-21 | 2025-10-12 | Rep | Asset management | 2021-12-21 | 2025-10-12 |
| 6 | Plutus Securities Limited | Rep | Dealing in securities | 2021-12-21 | 2025-10-12 |
| 7 | QUINTAR CAPITAL LIMITED | Rep | Advising on securities | 2026-02-05 | Rep | Asset management | 2026-02-05 |
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