Lau, Kwan Ming 劉君明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Duncan Futures Limited | Rep | Dealing in futures contracts | 2016-06-14 | 2017-04-12 |
| 2 | Grandview Capital Group Limited | Rep | Advising on securities | 2021-07-08 | 2022-11-28 | Rep | Asset management | 2021-07-08 | 2022-11-28 |
| 3 | KAISER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2026-01-29 | Rep | Asset management | 2026-01-29 |
| 4 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2026-01-29 | |
| 5 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2026-01-29 | |
| 6 | Mason Securities Limited | Rep | Advising on securities | 2016-06-14 | 2017-04-12 | Rep | Dealing in securities | 2016-06-14 | 2017-04-12 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2017-04-26 | 2021-01-12 | Rep | Dealing in securities | 2017-04-26 | 2021-01-12 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-04-26 | 2021-01-12 |
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