Liu, Kai Kin 廖啓健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-05-04 | 2023-12-18 | Rep | Dealing in securities | 2018-05-04 | 2023-12-18 | Rep | Advising on securities | 2018-05-16 | 2023-12-18 | RO | Advising on corporate finance | 2023-12-18 | 2026-04-14 | RO | Advising on securities | 2023-12-18 | 2026-04-14 | RO | Dealing in securities | 2023-12-18 | 2026-04-14 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2026-05-14 | Rep | Dealing in securities | 2026-05-14 |
| 3 | SDIC Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-05-31 | 2018-04-20 |
| 4 | SDIC Securities Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-05-31 | 2018-04-20 |
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