Wong, Wai Wan (SFC:BHD770) 王慧雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-04-05 | 2017-07-16 | Rep | Dealing in securities | 2016-04-05 | 2017-07-16 |
| 2 | DaoKou Asset Management Limited | Rep | Advising on securities | 2025-09-24 | 2025-12-30 | Rep | Asset management | 2025-09-24 | 2025-12-30 | RO | Advising on securities | 2025-12-30 | RO | Asset management | 2025-12-30 |
| 3 | DaoKou Securities Limited | Rep | Dealing in securities | 2025-09-24 | 2025-12-30 | RO | Dealing in securities | 2025-12-30 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2025-01-22 | 2025-06-15 | Rep | Asset management | 2025-01-22 | 2025-06-15 | Rep | Dealing in securities | 2025-01-22 | 2025-06-15 |
| 5 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-30 | 2017-12-31 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2018-03-21 | 2024-02-14 | Rep | Advising on corporate finance | 2018-04-26 | 2024-02-14 | Rep | Advising on securities | 2018-04-26 | 2024-02-14 |
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