Sham, Kai Yu 岑啟宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-10-20 | 2026-01-02 |
| 2 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2026-03-16 | |
| 3 | iFAST Financial (HK) Limited | Rep | Advising on securities | 2019-04-09 | 2021-09-29 | Rep | Asset management | 2020-03-24 | 2021-09-29 |
| 4 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2019-04-09 | 2020-02-13 |
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