Tan, Yong Sern 陳勇升
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Group Holdings (Hong Kong) Limited | Rep | Advising on securities | 2019-01-21 | 2021-01-15 | Rep | Asset management | 2019-01-21 | 2021-01-15 | Rep | Dealing in securities | 2019-01-21 | 2021-01-15 |
| 2 | CITIC CLSA Capital Partners HK Limited | Rep | Advising on securities | 2025-01-09 | 2026-01-15 | Rep | Asset management | 2025-01-09 | 2026-01-15 | Rep | Dealing in securities | 2025-07-15 | 2026-01-15 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2025-01-09 | 2025-11-27 |
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