Yuen, Yiu Hei 阮堯熙

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SDIC Securities (Hong Kong) Limited Rep Dealing in securities 2014-03-28 2015-01-11
2 SDIC Securities Futures (Hong Kong) Limited Rep Dealing in futures contracts 2014-03-28 2015-01-11
3 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Advising on securities 2015-08-05 2018-11-11
Rep Dealing in securities 2015-08-05 2018-11-11

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