Li, Ying (SFC:BCC114) 李穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-11-02 | 2017-04-22 | Rep | Dealing in securities | 2015-11-02 | 2017-04-22 |
| 2 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-09-17 | 2022-03-30 | RO | Dealing in securities | 2022-03-30 | 2026-03-10 | Rep | Advising on securities | 2022-08-26 | 2026-03-10 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2018-03-16 | 2018-06-05 | Rep | Advising on securities | 2018-03-16 | 2026-03-10 | RO | Dealing in securities | 2018-06-05 | 2026-03-10 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-10-17 | 2015-10-09 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-17 | 2015-10-09 | Rep | Dealing in futures contracts | 2013-12-31 | 2015-10-09 |
| 6 | ZHONGRONG PT SECURITIES LIMITED | Rep | Advising on securities | 2017-05-08 | 2018-03-08 | Rep | Dealing in securities | 2017-05-08 | 2018-03-08 |
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