Tong, Yuk Wai 湯勗維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-07-23 | 2024-02-20 | Rep | Advising on securities | 2018-07-23 | 2026-04-27 |
| 2 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2026-05-11 | Rep | Asset management | 2026-05-11 | Rep | Dealing in securities | 2026-05-11 |
| 3 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2026-05-11 | Rep | Dealing in securities | 2026-05-11 |
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