Liu, Ji (SFC:BMR643) 劉霽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2018-04-18 | 2019-10-02 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2026-05-28 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2026-05-28 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2019-12-20 | 2025-12-23 | Rep | Advising on securities | 2019-12-30 | 2025-12-23 | Rep | Dealing in securities | 2019-12-30 | 2025-12-23 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2019-12-20 | 2024-02-26 | Rep | Advising on securities | 2019-12-30 | 2024-02-26 | Rep | Dealing in securities | 2019-12-30 | 2024-02-26 |
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