Lau, Chun Sing (SFC:ANQ367) 劉振聲

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Bright Moon Capital Limited RO Advising on securities 2026-01-29
RO Asset management 2026-01-29
2 Bright Moon Securities Limited RO Dealing in securities 2026-01-29
3 Carrington Asset Management Limited RO Asset management 2019-04-18 2021-04-30
RO Advising on securities 2021-04-20 2021-04-30
4 CHIEF COMMODITIES LIMITED Rep Dealing in futures contracts 2006-07-14 2009-05-15
5 CHIEF SECURITIES LIMITED Rep Dealing in securities 2006-07-14 2009-05-15
6 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Rep Dealing in securities 2012-02-20 2013-11-30
Rep Advising on securities 2013-05-16 2013-11-30
7 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2012-09-04 2013-11-30
8 Guosen Securities (HK) Brokerage Company, Limited Rep Advising on securities 2010-03-29 2011-03-09
Rep Dealing in securities 2010-03-29 2011-03-09
9 KGI ASIA LIMITED Rep Dealing in securities 2014-03-05 2014-04-10
10 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in futures contracts 2011-04-06 2011-07-06
Rep Dealing in securities 2011-04-06 2011-07-06
11 PAOCHU INVESTMENT ADVISORY LIMITED Rep Advising on securities 2014-01-02 2014-02-18
Rep Asset management 2014-01-02 2014-02-18
12 WinSmart Investment Management Limited RO Asset management 2021-05-12 2021-09-30
13 Zhonghui International Securities Limited RO Advising on securities 2021-12-29 2025-12-15
RO Asset management 2021-12-29 2025-12-15
RO Dealing in securities 2021-12-29 2025-12-15

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