Lee, Wai Yin (SFC:AFZ879) 李慧妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2026-02-10 | Rep | Advising on securities | 2026-02-10 | Rep | Asset management | 2026-02-10 | Rep | Dealing in futures contracts | 2026-02-10 | Rep | Dealing in securities | 2026-02-10 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-09-04 | 2010-04-10 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-09-04 | 2010-04-10 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Automated trading services | 2003-06-30 | Rep | Dealing in securities | 2003-06-30 |
| 5 | Welwing Capital Group Limited | Rep | Asset management | 2024-01-29 | 2025-01-23 |
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