Lau, Kenneth (SFC:AFI835) 劉皓之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED (b1976-02-27) | Rep | Advising on corporate finance | 2003-08-13 | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 |
| 2 | LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) | Rep | Asset management | 2003-08-13 | Rep | Advising on corporate finance | 2004-07-09 | Rep | Advising on securities | 2006-02-15 |
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