Chan, Diana Choi Ming 陳彩明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2025-12-05 | Rep | Dealing in securities | 2025-12-05 |
| 2 | KINGSWAY SW ASSET MANAGEMENT LIMITED | Rep | Asset management | 2025-08-15 | |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2003-05-07 | 2003-10-14 | Rep | Dealing in securities | 2003-05-07 | 2003-10-14 |
| 4 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2007-04-27 | 2011-01-31 | Rep | Dealing in securities | 2007-04-27 | 2011-01-31 |
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