Chan, Norman Tsun Man 陳俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTRUIST FINANCIAL GROUP LIMITED | RO | Advising on securities | 2004-01-20 | 2007-05-04 | RO | Asset management | 2004-01-20 | 2007-05-04 |
| 2 | Kirin Asset Management Limited | RO | Advising on securities | 2007-06-12 | 2009-08-07 | RO | Asset management | 2007-06-12 | 2009-08-07 |
| 3 | Legend Arb Advisors Limited | RO | Advising on futures contracts | 2025-11-17 | RO | Advising on securities | 2025-11-17 | RO | Asset management | 2025-11-17 |
| 4 | Oreana Financial Services Limited | Rep | Advising on securities | 2011-10-06 | 2011-11-28 | Rep | Asset management | 2011-10-06 | 2011-11-28 | Rep | Dealing in securities | 2011-10-06 | 2011-11-28 | RO | Advising on securities | 2011-11-28 | 2018-04-30 | RO | Asset management | 2011-11-28 | 2018-04-30 | RO | Dealing in securities | 2011-11-28 | 2018-04-30 |
| 5 | QMIS Asset Management Limited | RO | Advising on securities | 2009-08-13 | 2011-09-01 | RO | Asset management | 2009-08-13 | 2011-09-01 |
| 6 | SynerWealth Financial Limited | Rep | Dealing in securities | 2018-06-07 | 2018-11-07 | RO | Dealing in securities | 2018-11-07 | 2020-06-12 |
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