CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2026
SFC ID Role From Until
1 Bai, Jiaxing 白嘉星 BUA576 Rep 2025-02-10 2025-12-18
2 Bian, Yang (SFC:BRS565) BRS565 Rep 2022-12-29 2023-03-20
3 Cai, Qiaonan 蔡喬楠 BTC008 Rep 2025-09-01
4 Cai, Sijia (SFC:BXL674) 蔡思嘉 BXL674 Rep 2026-02-10
5 Cai, Xi (SFC:BRX906) 蔡希 BRX906 Rep 2023-03-27 2023-06-16
6 Chan, Ka Chun (SFC:ABG469) 陳家俊 ABG469 Rep 2011-06-24 2011-07-26
RO 2011-07-26
7 Chan, Man Lok (SFC:BGI559) 陳文樂 BGI559 Rep 2016-09-14
8 Chen, Jiaqi (SFC:BGZ289) 陳嘉琦 BGZ289 Rep 2018-07-03 2020-07-31
9 Chen, Kai (SFC:BSX005) 陳開 BSX005 Rep 2026-02-09
10 Chen, Xiaowei (SFC:BMQ531) 陳小薇 BMQ531 Rep 2023-10-24 2025-12-18
11 Cheng, Yizhe 程一喆 BPQ729 Rep 2023-04-28 2025-12-18
12 Cheung, John Raymond 張智文 M BMR956 Rep 2025-09-01
13 Chow, Long Ching 周朗程 BLF108 Rep 2023-07-12 2023-09-18
14 Deng, Yuchen 鄧宇晨 BOK324 Rep 2023-07-20 2024-11-22
15 Dong, Jing (SFC:BTY587) 董璟 BTY587 Rep 2023-09-07 2025-12-18
16 Fowler, Luke (SFC:AQM674) M AQM674 Rep 2011-08-02
17 Gu, Danxia 顧丹夏 BIE951 Rep 2017-08-11
18 Hao, Xin (SFC:BQC601) 郝心 BQC601 Rep 2021-05-20
19 He, Peng (SFC:AVI431) 何鵬 AVI431 Rep 2014-09-11 2017-09-29
20 Ho, Jason Yuen Pang 何遠鵬 M BGX440 Rep 2020-04-09 2022-10-31
21 Ho, Ka Ho (SFC:BUH305) 何嘉豪 BUH305 Rep 2023-12-06 2024-08-05
22 Hu, Qiongdan 胡瓊丹 BUA442 Rep 2023-08-21 2025-07-29
23 Ji, Yanbin 冀燕彬 ASY386 RO 2023-05-25 2024-07-19
24 Jung, Christopher Lam 曾俊文 M ADX061 Rep 2012-11-28 2013-10-24
RO 2013-10-24 2013-12-23
25 Ko, Margaret Yuyin F AGB871 Rep 2011-07-15 2012-07-20
26 Kong, Kin Hang 江健恆 AUZ976 Rep 2021-07-23 2025-02-01
27 Kong, Wei (SFC:AKI414) 孔蔚 AKI414 RO 2013-12-23
28 Kwok, Pui Ying 郭佩瑛 ABV967 RO 2013-09-30 2014-04-22
Rep 2014-04-22 2016-07-06
29 Lai, Bohan 賴柏含 BTO451 Rep 2025-12-03
30 Lai, Ka Hei (SFC:BVT176) 黎家希 BVT176 Rep 2025-09-01
31 Lam, Pui Ming (SFC:BPR551) 林沛銘 BPR551 Rep 2023-04-28 2025-12-18
32 Lau, Pong Wong 劉邦鍠 BDT072 Rep 2021-01-29
33 Lau, Tsz Wing 劉子頴 ALW219 Rep 2018-10-23 2023-05-23
34 Lee, Chun Hin (SFC:BSX068) 李俊軒 BSX068 Rep 2024-01-23
35 Lee, David (SFC:BTS959) 李大衛 M BTS959 Rep 2026-01-07
36 Lee, Ka Ming (SFC:BOP928) 李嘉銘 BOP928 Rep 2023-04-28 2025-12-18
37 Lee, Kangsun 李康仙 BFX848 Rep 2025-12-30
38 Li, Haoyi (SFC:ASF604) 李豪翼 ASF604 Rep 2016-05-05 2017-03-30
39 Li, Junpei 李浚沛 BRS799 Rep 2023-07-21 2026-01-13
40 Li, Litong (SFC:BQS932) 李麗彤 BQS932 Rep 2021-02-08 2021-07-22
41 Li, Xinyi (SFC:BRU941) 李欣怡 BRU941 Rep 2023-04-20 2025-12-18
42 Li, Yangwei (SFC:BUN463) 李陽唯 BUN463 Rep 2025-09-01 2025-12-18
43 Li, Yanlin (SFC:ANI899) 李豔琳 ANI899 Rep 2014-08-28 2025-08-25
44 Li, Yiyue 李旖悦 BXF508 Rep 2025-12-23
45 Liang, Yuanyun 梁元蘊 BRN927 Rep 2022-12-20 2023-09-08
46 Lin, Shanshan (SFC:ASJ891) 林姍姍 ASJ891 Rep 2014-06-26 2019-05-21
47 Lin, Yu Hong 林妤虹 ATS207 Rep 2016-05-05
48 Lin, Yuqing (SFC:BQD244) 林雨青 BQD244 Rep 2023-04-28 2025-12-18
49 Liu, Bin (SFC:AWD208) 劉斌 AWD208 Rep 2014-06-18 2026-03-06
50 Liu, Kui (SFC:BQG668) 刘奎 BQG668 Rep 2023-04-28 2025-12-18
51 Liu, Qihui (SFC:BOW658) 劉綺慧 BOW658 Rep 2025-10-16
52 Liu, Xi (SFC:BRU707) 劉西 BRU707 Rep 2023-04-28 2025-12-18
53 Liu, Yu Wen 劉羽雯 BRJ339 Rep 2025-09-01
54 Lu, Ning (SFC:ARP152) 陸宁 ARP152 Rep 2014-05-28 2020-05-18
55 Lu, Yilin (SFC:AOG682) 呂禕麟 45 M AOG682 RO 2011-05-25 2013-10-23
56 Ma, Junrui 馬隽睿 ARR894 Rep 2014-06-12 2015-08-31
57 Ma, Kui (SFC:BGH036) 馬葵 BGH036 RO 2018-03-26
58 Ma, Xiaoqi 馬曉琦 BGH607 Rep 2023-05-24 2023-12-15
59 Mei, Wenjun 梅文雋 BXF454 Rep 2025-12-23
60 Meng, Jiaxuan (SFC:BRR935) 孟佳璇 BRR935 Rep 2025-12-03
61 Ng, Ka Ying (SFC:AFU399) 吳家瑩 AFU399 Rep 2025-09-25
62 Ngok, Linda Tung King 岳彤璟 F ATC242 Rep 2023-04-28 2025-12-18
63 Pang, Maria Wai Mei 彭慧薇 F BBQ484 Rep 2017-12-27 2024-11-26
64 Robinson, David Stuart (SFC:BFZ351) M BFZ351 Rep 2021-12-13 2023-05-02
65 Shen, Linrui 申林睿 BTK842 Rep 2026-02-09
66 Su, Shixian 蘇詩銜 BPQ691 Rep 2023-04-28 2025-12-18
67 Tang, Hin Lun (SFC:BOD386) 鄧衍鏻 BOD386 Rep 2019-02-22
68 Tang, Hung Wong 鄧洪旺 AAE867 Rep 2019-09-13
69 Tang, Xianchi 湯顯池 BWV367 Rep 2025-09-30
70 To, Derek Kai Chung 杜啟聰 M BHP485 RO 2023-03-08 2023-07-04
71 Trinh, Eddie Khang Thach 鄭凱天 48 M AXE228 Rep 2015-02-16
72 Tuershunjiang, Ahemaitijiang 圖尔順江阿合 BQW336 Rep 2021-03-16 2025-04-28
73 Wan, Li (SFC:AHD514) 萬里 AHD514 RO 2011-05-25 2012-02-17
Rep 2014-09-11 2020-03-19
74 Wan, Tin Chi 尹天賜 AVF008 Rep 2018-01-15 2018-12-14
75 Wang, Beichen 王北辰 BLP422 Rep 2017-11-29 2025-04-28
76 Wang, Benlin 王本林 BVT823 Rep 2025-02-05 2025-03-18
RO 2025-03-18 2026-03-25
77 Wang, Jingyi (SFC:BRP868) 王靖儀 BRP868 Rep 2024-01-11 2025-12-18
78 Wang, Qian (SFC:BSY505) 王倩 BSY505 Rep 2026-02-09
79 Wang, Tianyu (SFC:BSM501) 王田羽 BSM501 Rep 2023-03-27 2024-08-09
80 Wang, Zixia (SFC:BVJ005) 王子夏 BVJ005 Rep 2026-02-09
81 Wong, Chi Man (SFC:AER067) 黃智雯 AER067 Rep 2014-05-28
82 Wong, Yin Yee (SFC:BNM902) 黃燕儀 BNM902 Rep 2019-08-09
83 Woo, Jimmy Cheung Yee 吳祥貽 M ADI032 RO 2011-05-25 2011-06-28
84 Wu, Yi (SFC:BMQ163) 伍禕 BMQ163 Rep 2025-09-05
85 Wu, Ying (SFC:BQE869) 伍瑩 BQE869 Rep 2020-10-05 2025-07-08
86 Xie, Yunang 謝韞昂 BRG543 Rep 2023-03-27 2024-07-18
87 Xu, Minggang 徐明港 BRS071 Rep 2023-07-25 2024-11-01
88 Xu, Xueqing 許雪晴 BQI515 Rep 2020-10-28
89 Xue, Yining 薛逸寧 BVJ937 Rep 2026-02-09
90 Yan, Yiran (SFC:BGD658) 嚴一然 BGD658 Rep 2017-03-08 2019-05-10
91 Yang, Rui (SFC:BKS167) 楊睿 BKS167 Rep 2023-06-19 2025-12-18
92 Yao, Jack Hsin-Chou 姚信州 M APQ725 Rep 2012-11-28 2019-11-21
93 Yao, Junfei 姚駿飛 BPV703 Rep 2020-07-02 2021-07-02
94 Yao, Simone Tong F BEF804 Rep 2019-09-09
95 Ye, Danning 葉丹寧 BVU757 Rep 2025-09-01
96 Yim, Chun Kit 嚴俊傑 BOM730 Rep 2021-02-18
97 Yu, Cho Ming Jeremy 虞祚銘 M BQR013 Rep 2021-01-19
98 Zeng, Wenxin 曾文欣 BWS859 Rep 2025-09-09
99 Zhang, Duke Du BRO764 Rep 2021-08-18 2022-11-02
100 Zhang, Mengyi (SFC:BIO476) 張濛怡 BIO476 Rep 2025-12-03
101 Zhang, Qian (SFC:BMX662) 張前 BMX662 Rep 2018-05-18
102 Zhang, Tianli (SFC:BGB980) 張天力 BGB980 Rep 2016-05-05 2023-09-14
103 Zhang, Xudong (SFC:BRT240) 張旭東 BRT240 Rep 2023-07-25 2025-12-18
104 Zhang, Yi (SFC:BDJ166) 張易 BDJ166 Rep 2016-05-05 2020-07-31
105 Zhao, Ronghua 趙榮華 BOZ719 Rep 2019-10-21
106 Zhou, Jishen 周濟申 BTH281 Rep 2023-02-21 2023-04-25
RO 2023-04-25 2026-03-25
107 Zhou, Min (SFC:BMK651) 周敏 BMK651 Rep 2023-07-25 2025-12-18
108 Zhou, Shengtian 周聖添 BVI520 Rep 2024-09-30
109 Zhou, Xinyuan (SFC:BNC148) 周歆媛 BNC148 Rep 2019-10-03 2020-12-24
110 Zhu, Fengyin 朱馮寅 BAF197 Rep 2024-03-08 2025-12-18
111 Zhu, Jianqing (SFC:BTB476) 朱澗箐 BTB476 Rep 2025-12-03
112 Zhu, Shasha 朱莎莎 BSE369 Rep 2025-10-30 2026-02-11
113 Zhu, Tianan 朱天安 BPI565 Rep 2023-03-27
114 Zhuang, Jiejing 庄洁婧 BKF285 Rep 2019-07-23 2021-04-22

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