STATE STREET GLOBAL ADVISORS ASIA LIMITED 道富環球投資管理亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2026
SFC ID Role From Until
1 Aham, Brad Aaron M AID160 Rep 2011-12-16
2 Alvi, Azim Abbas AQS179 Rep 2008-07-31 2009-01-23
3 Amatt, James William M ARN424 Rep 2008-09-01 2009-02-28
4 Anderson, Kevin David M BBT978 Rep 2013-08-27 2013-10-31
RO 2013-10-31
5 Apted, Bruce Raymond M BTO570 Rep 2023-03-20 2023-03-31
Rep 2025-05-19 2025-05-23
Rep 2026-04-20
6 Arculli, Bonnie 夏瞳 F AVA760 Rep 2010-05-18 2010-08-01
7 Au, Irene Nga Yu 區雅如 F AOK850 Rep 2009-06-24 2012-10-01
8 Au, Wilson Wai Kwan 歐維鈞 M ATY188 Rep 2009-11-17 2013-07-17
9 Barlow, Michele Anne F AJE675 Rep 2018-05-29 2022-08-30
RO 2022-08-30 2025-05-28
10 Bi, Hongyan 畢宏燕 BFG519 Rep 2015-04-23 2018-01-31
11 Bicher III, George Anthony M BOH353 Rep 2019-05-06 2019-05-10
Rep 2019-09-06 2019-09-13
12 Brindle, Karen Alyssa F AFA003 Rep 2006-08-31 2007-04-18
13 Cai, Yu (SFC:AUW213) 蔡玉 AUW213 Rep 2018-04-27 2020-01-21
14 Casey, Ciaran Patrick M AIH599 Rep 2007-07-30
15 Chai, David Kwun M ANR467 Rep 2006-09-28 2007-07-12
RO 2007-07-12 2017-06-02
16 Chan, Alexander Kin Yung 陳健勇 M AXD986 Rep 2023-09-18
17 Chan, Chun Man (SFC:AGJ907) 陳俊文 AGJ907 Rep 2012-04-30 2020-04-08
18 Chan, Julia Wai Nga 陳慧雅 F AMU107 Rep 2018-08-30 2019-02-18
19 Chan, Kerry Yu 陳愉 M AXK793 Rep 2011-06-15 2014-06-30
20 Chan, Sindy Sin Nei 陳仙妮 F ASC731 Rep 2008-12-23 2013-05-08
21 Chan, Tak Mo 陳德武 BIZ898 Rep 2018-01-25
22 Chang, Solomon Hing Pong 陳興邦 M AIY506 Rep 2022-10-07
23 Chen, Yunyan (SFC:ARR085) 陳韵彥 ARR085 Rep 2022-09-26
24 Cheng, Amy Chao Ling F AQE478 Rep 2008-01-28 2008-07-09
25 Cheng, Conrad Kam Wah 鄭錦華 M ACT428 Rep 2008-05-19 2009-07-09
26 Cheng, Xing (SFC:ASE477) 程星 ASE477 Rep 2018-01-02 2022-06-16
27 Chesworth, Rebecca Jane F BWR863 Rep 2025-08-13 2025-08-18
28 Cheung, Christopher Pui Hei 鍾培熙 M AWJ345 Rep 2010-11-26 2011-03-19
Rep 2012-05-21 2015-08-18
29 Cheung, Elaine Yee Yan 張懿恩 F AVV775 Rep 2010-09-07 2016-03-16
30 Cheung, Hon Wing 張漢榮 AEI346 Rep 2005-07-15
RO 2005-07-15 2017-07-12
31 Cheung, Koon Wai 張冠偉 APF297 Rep 2007-08-13 2008-07-10
32 Cheung, Tsz Wang 張子宏 ARI651 Rep 2008-08-26 2018-06-12
33 Cheung, Wai Fai 張偉輝 AFD181 Rep 2016-09-26
RO 2016-09-26
34 Chin, Lai Heng 陳麗卿 AEN537 Rep 2006-05-03
RO 2006-05-03 2009-02-26
35 Chin, Man Yi 錢敏怡 AMR267 Rep 2005-12-29 2010-05-07
Rep 2013-09-27 2016-09-30
36 Choi, Eric Kam Piu 蔡錦標 M AEZ302 Rep 2007-03-14
37 Chow, William Wai Chiu 曹偉超 M AKY161 Rep 2004-09-06 2008-04-01
38 Chu, Victor Wai Tak 褚偉德 M ARK830 Rep 2016-09-09 2020-11-09
RO 2020-11-09
39 Constantoulakis, Andreas BIH709 Rep 2016-10-03 2016-10-06
40 Crafter, Lochiel Cameron M APB224 RO 2007-08-01 2008-04-24
RO 2011-02-22 2014-09-04
41 Derbaudrenghien, Valery Guy Leon M AVT246 Rep 2019-01-21 2020-10-09
42 Driscoll, Kelly Quinn ASD519 RO 2009-01-29 2011-12-19
43 Duhamel, Vincent 杜漢文 62 M AEI344 RO 2005-08-23
44 Engel, Olivia Jane F BIL522 Rep 2016-10-28 2016-11-04
Rep 2017-06-26 2017-06-30
Rep 2019-03-08 2019-03-15
Rep 2019-08-02 2019-08-09
45 Farley, Daniel Patrick M BJR810 Rep 2017-06-21 2017-06-29
Rep 2019-05-20 2019-05-24
Rep 2024-03-21 2024-03-25
46 Feledy, Zoltan ASX909 Rep 2009-05-11 2011-04-16
47 Fletcher, David Alan Fraser M BOI772 Rep 2019-05-20 2019-05-24
Rep 2019-08-12 2019-08-16
Rep 2019-11-29 2019-12-06
Rep 2023-02-13 2023-02-17
Rep 2023-05-16 2023-05-19
Rep 2023-10-16 2023-10-20
Rep 2024-10-21 2024-10-24
48 Fung, Agnes Men Chee 馮敏姿 F ASK675 Rep 2009-03-06 2009-04-24
49 Fung, Ching Yin (SFC:AON772) 馮正彥 AON772 Rep 2008-07-28 2016-06-24
50 Fung, Ha Yung 馮夏融 BJR433 Rep 2018-07-23 2018-11-17
51 Fung, Yuen Tsun 馮苑蓁 AWU399 Rep 2013-06-14 2016-05-26
52 Gillies, Janet Lynn F AAI498 Rep 2007-04-27
53 Glavin, Barry John M BMH808 Rep 2018-02-26 2018-03-02
54 Guha, Sanjib BHT498 Rep 2016-07-06 2018-02-28
55 Guo, Yue Yi 郭玥儀 AMJ937 Rep 2007-10-22 2012-02-22
56 Han, Ji Ho BDF287 Rep 2018-07-23 2019-06-14
57 Hartnett, Rory Patrick M BOO711 Rep 2019-08-01
58 Heinel, Lori Miller F BOA168 Rep 2019-01-22 2019-01-25
Rep 2019-12-09 2019-12-13
59 Henze, Frank M AWQ625 Rep 2011-01-17 2012-04-10
RO 2012-04-10 2014-06-03
60 Ho, Ka Ho (SFC:BDW690) 何嘉豪 BDW690 Rep 2014-07-30 2015-12-22
61 Ho, Pui Kwan (SFC:AFQ896) 何佩筠 AFQ896 Rep 2006-04-03 2013-07-19
62 Hochfeld, Kim BKV728 Rep 2023-05-15 2023-05-19
63 Hong, In Sook ARA221 Rep 2008-06-30 2010-01-06
64 Huang, Huihui 黃徽徽 AZH514 Rep 2012-04-12 2012-09-21
65 Huang, Sen-Woei 黃森瑋 BSL544 Rep 2026-01-27
66 Hui, Hoi Pan 許海濱 AIQ973 Rep 2003-04-28 2006-04-18
Rep 2015-02-04 2017-09-08
RO 2017-09-08
67 Hung, Lee 洪莉 AQM688 Rep 2017-02-28
68 Hwang, Kyung Hyun BNU050 Rep 2023-08-24
69 Ip, Michelle Man Ling 葉張敏玲 F ANM983 Rep 2006-08-09 2018-06-05
70 Ip, Yin Tong 葉彦彤 BXU217 Rep 2026-04-14 2026-04-17
71 Jaruprateepkul, Janjira BTR547 Rep 2023-05-09 2023-05-12
Rep 2024-05-20 2024-05-23
72 Karunakaran, Kishore Lakshman BJT495 Rep 2017-06-26 2017-06-30
Rep 2018-11-20 2018-11-20
73 Kim, Jun Sub BGI784 Rep 2023-08-21
74 Kinney, Brian Arthur M BGH332 Rep 2015-09-30 2015-10-03
75 Kwok, Charles Cheong Ping 郭昌平 M ACJ620 Rep 2016-07-13 2019-01-21
76 Kwok, Stanley Wai Leung 郭偉良 51 M AFT305 Rep 2003-05-23 2009-06-16
77 Kwok, Yuen Wan Edwin 郭元運 BHK679 Rep 2016-05-03 2016-07-01
78 Kwong, Shuk Ngan 鄺淑顏 AGO996 Rep 2012-06-11 2015-06-20
79 Lan, Ying (SFC:BEU871) 蘭瀅 BEU871 Rep 2023-06-01
80 Lau, Chi Leung (SFC:APH032) 劉志良 APH032 Rep 2016-07-06
81 Lee, Teong Gee 李忠義 ACU300 Rep 2005-05-06
82 Leggett, Thomas James M BMY085 Rep 2018-06-15 2018-07-13
83 Lepine, Julien Paul Manuel M BCE036 Rep 2013-10-28 2017-02-07
84 Leung, Ka Wai (SFC:AOK606) 梁家瑋 AOK606 Rep 2017-05-22 2021-01-11
85 Leung, Pui Fun 梁佩芬 ANW501 Rep 2012-01-13 2018-09-14
86 Li, Hong (SFC:AXI268) 李虹 AXI268 Rep 2011-05-31 2011-10-06
87 Li, Kelvin Kai Wing 李啟穎 M AAV689 Rep 2005-09-12 2006-03-13
Rep 2006-06-30 2008-11-06
88 Li, Raymond Wing Sang 李穎生 M AQW909 Rep 2012-04-03 2013-01-15
89 Li, Ting (SFC:AOX306) 李婷 53 F AOX306 Rep 2007-07-04 2010-07-05
RO 2010-07-05 2015-07-28
90 Li, Yan Yan (SFC:AHT423) 李茵茵 61 F AHT423 RO 2006-02-14 2007-03-30
91 Li, Yuan (SFC:AUN720) 李瑗 AUN720 Rep 2011-11-18 2016-04-08
92 Liao, Yee Ching 廖義禎 BBQ743 Rep 2013-07-30 2015-09-02
93 Lin, Bing (SFC:ALF643) 林兵 54 M ALF643 Rep 2004-11-12 2005-09-28
94 Lin, Saisai 林賽賽 BMO984 Rep 2018-03-15
95 Liu, Ninghui BRP507 Rep 2025-09-25
96 Lo, Ka Ying (SFC:AVK938) 羅嘉盈 AVK938 Rep 2018-10-09 2022-09-15
RO 2022-09-15
97 Lo, Pui Man (SFC:AJD641) 勞珮雯 AJD641 Rep 2007-12-07 2009-09-01
98 Loo, Cheng Gan BWN363 Rep 2025-07-11 2025-07-18
Rep 2025-08-26 2025-08-29
Rep 2026-01-26 2026-02-06
99 Luo, Di (SFC:BHH206) 羅迪 BHH206 Rep 2016-04-11 2017-07-28
100 Lye, Peixian BOO712 Rep 2019-07-16 2019-07-17
101 Man, Derek Tak-lai 文德禮 M AWY306 Rep 2011-03-08 2016-06-24
102 Mantle, Stephen Warren M ABN072 Rep 2015-03-09
RO 2015-03-09 2016-07-14
103 Maronilla, Ramon Gregory Jr. Fong M ALE992 Rep 2005-10-06 2010-12-07
104 McGreal, Nicola Joy F BJR426 Rep 2017-06-07 2022-07-29
105 McMahon, Ronan (SFC:AYA354) M AYA354 Rep 2011-09-12 2018-08-30
106 Mesnard-Sense, Jean-Francois Rene Philippe Marie M BME253 Rep 2018-01-29 2023-04-28
107 Miholich, Marcus M BUV272 RO 2024-08-22 2025-02-21
108 Mudukuti, Antony Shingai 木申高 M BST633 Rep 2022-07-29
109 Murphy, Yvette Louise F BWG846 Rep 2025-05-19 2025-05-23
Rep 2026-04-20
110 Nariman, Ahren Adil M BXR393 Rep 2026-03-31
111 Ng, Betty Ka Pik 吳家碧 F AAJ686 Rep 2018-10-18 2019-10-21
112 Ng, Kheng Siang AWH494 Rep 2010-11-25 2010-12-01
Rep 2011-05-17 2011-05-24
Rep 2015-09-30 2015-09-30
Rep 2019-05-24 2019-05-31
Rep 2023-09-04 2023-09-22
Rep 2024-03-18 2024-03-22
Rep 2024-05-20 2024-05-24
Rep 2024-09-20 2024-09-24
Rep 2025-05-19 2025-06-06
Rep 2025-07-11 2025-07-18
Rep 2025-09-22 2025-09-25
113 Ng, Sunny Chung Kwong 吳重光 M BBB059 Rep 2013-03-26 2016-04-08
114 Ng, Tze Ming 吳子明 AJD786 Rep 2013-07-25 2015-01-31
115 Ng, Yuk In 吳鈺姸 BVC516 Rep 2024-07-04
116 Ng, Yvonne Pui Shan 伍佩珊 F AHY080 Rep 2011-05-23 2011-08-28
117 Ni, Ni 倪妮 BRG489 Rep 2021-06-15 2022-09-03
118 Ong, Kyle Gideon Dy M BTK234 Rep 2023-01-27
119 Ooi, Boon Sing 黃文星 BBY029 Rep 2013-09-24 2014-03-29
120 Pang, Jacqueline Chung Shia 馮崇霞 F BAE441 Rep 2012-09-11 2020-10-09
121 Park, Kun Hee (SFC:BSH977) BSH977 Rep 2025-09-25
122 Pascoe, Justin John M ABY834 Rep 2003-05-13
RO 2005-12-12 2006-12-23
123 Poon, Kei Hong Cecil 潘紀匡 AVV493 Rep 2010-09-03 2013-04-04
124 Poon, Po Lan 潘寶蘭 ABV535 Rep 2005-11-01 2006-01-10
125 Poullaouec, Thomas M APH938 Rep 2008-05-13 2017-06-20
126 Povilaitis, Almintas AVT506 Rep 2010-09-29 2016-09-29
127 Pun, Winnie Wing Nin 潘詠年 F AAK003 Rep 2003-09-19
RO 2003-09-19 2005-07-18
128 Reeve, Alexander (SFC:APK395) M APK395 Rep 2007-09-28 2009-10-25
129 Regnat, Benjamin M BNC548 Rep 2018-07-30 2018-08-03
130 Reilly, Bernard Patrick M AMF594 RO 2005-08-19 2014-05-16
131 Ridley, Barry Steven M AQX335 Rep 2010-06-07 2012-01-20
132 Roe, Simon Mark M BGO826 Rep 2015-11-25 2015-12-07
Rep 2017-01-16 2017-01-20
133 Rogers, David Andrew (SFC:ATM320) M ATM320 Rep 2017-01-13 2017-05-22
RO 2017-05-22 2020-03-02
134 Romanelli, Adelina AIU430 Rep 2003-06-12 2006-09-01
135 Routledge, Brian (SFC:BJD983) M BJD983 Rep 2017-03-08 2017-03-10
Rep 2017-08-21 2017-08-25
136 Salaroli, Martin 羅文庭 M BIN989 Rep 2016-11-15
137 Samanta, Ritirupa BGH331 Rep 2015-09-30 2015-10-03
138 Seto, Spencer W M ANU367 Rep 2012-06-19 2014-09-19
139 Shi, Michelle Huijun 施慧君 F AMW880 Rep 2016-07-04 2017-06-30
Rep 2019-08-30 2022-04-14
140 Shiu, Vivian Pui Kuen 邵佩娟 AQI992 Rep 2010-09-08 2011-01-29
141 Shu, Yichan 舒逸嬋 BAE667 Rep 2012-09-12 2022-07-04
142 Siu, Hiu Ting 蕭曉婷 AXJ725 Rep 2020-10-27 2022-07-12
RO 2022-07-12
143 Siu, Sau Man 蕭秀雯 AGP751 Rep 2019-02-13 2021-03-01
144 So, Louis Hang Fai 蘇恆輝 M AFY701 Rep 2015-11-11 2017-08-28
145 Soper, Andrew Peregrine Philip M ALH984 Rep 2004-10-05 2005-01-04
146 Sorrell, Graham Alan Roger M BTM294 RO 2023-05-17
147 Suen, Vincent Wing Chiu 孫穎超 M AIZ708 Rep 2006-03-03 2018-04-06
148 Suh, Bo Goog 徐輔國 BHT539 Rep 2016-07-06 2017-06-30
149 Sze, Woon Sang 史煥生 AFW549 Rep 2013-05-15 2013-08-26
150 Tan, Chee Yong (SFC:AWE472) AWE472 Rep 2010-11-08 2011-02-08
151 Themistocles, Todd Matthew M AWF159 Rep 2010-11-02 2013-10-15
152 Tin, Wai Man 田慧敏 ARG334 Rep 2016-11-08 2017-06-30
153 Tsang, Edith Sui Yu 曾瑞如 F ALN773 Rep 2007-08-06 2010-09-06
154 Tsang, Marie Ming Wai 曾明慧 F BOP657 Rep 2023-09-04 2023-09-08
Rep 2024-07-22 2024-07-26
Rep 2024-09-20 2024-09-24
Rep 2025-04-07 2025-04-11
Rep 2026-04-22
155 Tsang, Wai Lun (SFC:AQY698) 曾慧倫 AQY698 Rep 2018-04-23 2022-02-18
156 Tsang, Wing Keung (SFC:ACO979) 曾永強 ACO979 Rep 2007-08-03
157 Tsui, Chi Kit Robin 徐志傑 ATN830 Rep 2016-02-04
158 Tsui, Kar Yan 徐家欣 BOA234 Rep 2019-01-28 2019-08-02
159 Valadao, Mark Paul 55 M ALZ929 Rep 2016-05-31 2016-12-23
160 Victor, Meaghan Elizabeth F BQG703 Rep 2020-12-02 2021-01-19
RO 2021-01-19 2022-02-25
Rep 2023-04-17 2023-04-21
Rep 2023-07-04 2023-07-07
Rep 2023-09-04 2023-09-08
Rep 2024-06-05 2024-06-07
Rep 2024-09-20 2024-09-24
Rep 2024-10-28 2024-10-31
Rep 2025-03-05 2025-03-07
Rep 2025-04-07 2025-04-11
Rep 2025-06-04 2025-06-11
Rep 2025-10-31 2025-11-07
Rep 2026-04-13 2026-04-17
161 Wallace, Nathalie F BPB374 Rep 2019-11-04 2019-11-08
162 Wang, Lisa (SFC:AWF160) 汪慧之 F AWF160 Rep 2010-11-02 2017-05-26
163 Wang, Taie 王太阿 AYQ701 Rep 2011-12-19 2021-02-15
164 Weng, Yimin 翁貽敏 AXU883 Rep 2015-12-01 2016-02-20
165 Wong, Hoi Ching (SFC:AQS435) 王海澄 AQS435 Rep 2014-11-14 2020-04-24
166 Wong, June Wai Man 黃慧敏 60 F ACS213 RO 2016-08-17 2021-01-07
167 Wong, Ka Kuen (SFC:APQ326) 黃嘉權 APQ326 Rep 2009-12-07 2012-12-11
168 Wong, Ka Lap (SFC:ACR445) 黃嘉立 ACR445 Rep 2005-09-28
169 Wong, Sally Yat Sze 黃逸詩 F ASO411 Rep 2017-04-24 2018-09-30
170 Wu, Huimin (SFC:AGX447) 吳惠敏 AGX447 Rep 2004-09-15
171 Wu, Janice Ho Kwan 胡可筠 F ADV920 Rep 2006-07-11 2013-04-06
172 Wu, Lici Leon Edward 伍禮慈 AJD966 Rep 2004-08-11 2005-01-21
173 Wu, Qin (SFC:BBH665) 武芹 BBH665 Rep 2013-05-20 2017-10-13
174 Xiao, Andrew Dong 肖晓东 M BUC317 Rep 2023-09-11 2023-09-15
175 Yan, Yuk Mui 甄玉梅 AMX816 Rep 2006-03-07 2007-11-22
176 Yang, Hann 楊瀚 BEC061 Rep 2018-07-30 2019-06-03
177 Yau, Anthony Tsz Chung 丘子聰 M ALL212 Rep 2005-01-11 2016-06-24
178 Yeo, Zhi Aik AVN113 Rep 2016-12-22
179 Yeung, Ho Yip 楊豪業 AGN028 Rep 2010-01-25 2012-03-21
180 Yip, Kwok Shing (SFC:ARB687) 葉國盛 ARB687 Rep 2008-07-15
181 Yip, Sammy Ka Tak 葉家德 AGO831 Rep 2006-02-07
RO 2006-02-07 2010-04-12
182 Young Herries, Flora Elizabeth Margaret F BRR765 Rep 2024-08-09 2025-07-04
RO 2025-07-04
183 Yu, Ching Man (SFC:BBW623) 余靜敏 BBW623 Rep 2013-10-15 2014-07-10
184 Yu, Tricia Ka Yan 余嘉欣 F AZO632 Rep 2013-03-15 2017-05-31
185 Yuan, Xiaoqing 袁晓晴 BGN409 Rep 2015-11-18 2017-10-13
186 Yuen, Tsz Tung 阮梓彤 BQM691 Rep 2021-01-20
187 Yung, Johnnie Ka Sing 翁嘉升 M AUV614 Rep 2017-11-13 2019-11-26
188 Zeng, Oliver Liang 曾亮 M ARB264 Rep 2008-06-19 2008-10-17
189 Zhang, Dinghai 張鼎海 AXF099 Rep 2011-09-28 2016-02-22
190 Zhang, Qin (SFC:BAC373) 張沁 BAC373 Rep 2023-03-30
191 Zhao, Yue (SFC:BKA711) BKA711 Rep 2019-04-25 2022-04-04

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