CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2026 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Man Ho (SFC:BWH261) 區文浩 | BWH261 | Rep | 2025-05-22 | |||
| 2 | Au, Yiu Fai 區耀輝 | AFJ091 | Rep | 2014-07-09 | 2016-03-04 | ||
| 3 | Bai, Jialin 白嘉霖 | BWM218 | Rep | 2025-08-04 | |||
| 4 | Campbell, Lachlan Gordon 甘樂林 | M | ADU213 | Rep | 2018-02-28 | 2018-07-23 | |
| RO | 2018-07-23 | 2019-01-01 | |||||
| 5 | Cao, Xia (SFC:BDE572) 曹霞 | BDE572 | Rep | 2014-03-27 | 2014-11-08 | ||
| Rep | 2025-09-10 | 2025-11-11 | |||||
| RO | 2025-11-11 | ||||||
| 6 | Chan, Chi Hang (SFC:ALH858) 陳志恆 | 51 | M | ALH858 | Rep | 2008-12-12 | 2011-05-04 |
| 7 | Chan, Eva Yee Wah (SFC:AGM562) 陳綺華 | F | AGM562 | Rep | 2008-09-24 | 2014-01-01 | |
| 8 | Chan, Henry Wing Hang (SFC:ANR826) 陳穎恆 | M | ANR826 | Rep | 2014-06-13 | 2016-08-12 | |
| 9 | Chan, Raymond Lap San 陳立燊 | M | AQH361 | Rep | 2015-09-24 | 2016-02-14 | |
| 10 | Chen, Ruiting (SFC:BRE652) 陈睿婷 | BRE652 | Rep | 2026-01-28 | |||
| 11 | Chen, Tianxing (SFC:BMN686) 陈天行 | BMN686 | Rep | 2024-05-14 | |||
| 12 | Chen, Wen (SFC:BRV888) 陳文 | BRV888 | Rep | 2021-11-17 | 2025-08-04 | ||
| 13 | Chen, Xiyuan (SFC:BVE755) 陈曦园 | BVE755 | Rep | 2024-07-23 | |||
| 14 | Chen, Yongqiang (SFC:AXG311) 陳永強 | AXG311 | Rep | 2012-07-10 | 2013-06-24 | ||
| 15 | Chen, Zhengzhe 陈正哲 | BUD940 | Rep | 2023-10-04 | |||
| 16 | Chen, Zian 陳梓安 | BTB840 | Rep | 2024-08-28 | |||
| 17 | Cheng, Jiakang 程家康 | BVO025 | Rep | 2024-11-12 | 2025-09-30 | ||
| 18 | Cheung, David Ching Leung 張正樑 | 59 | M | AFY173 | Rep | 2009-05-18 | 2010-07-31 |
| 19 | Cheung, Jonathan Che Wing 張智榮 | M | BHG129 | Rep | 2018-08-07 | 2018-11-07 | |
| 20 | Choi, Chi Hon 蔡志寒 | APW029 | Rep | 2021-07-12 | |||
| 21 | Choi, Sehyun | BUL240 | Rep | 2023-12-27 | 2025-11-26 | ||
| 22 | Chow, Angela Mei Kei 鄒美琦 | F | AZY510 | Rep | 2012-07-26 | 2013-01-15 | |
| 23 | Chow, Wing (SFC:ALK717) 周穎 | ALK717 | Rep | 2020-11-23 | 2021-03-31 | ||
| RO | 2021-03-31 | 2022-10-12 | |||||
| 24 | Collard, Jeremy David | M | AJC639 | Rep | 2018-11-15 | 2018-12-10 | |
| RO | 2018-12-10 | ||||||
| 25 | Du, Zhirui 杜知睿 | BRQ666 | Rep | 2021-09-02 | |||
| 26 | Eng, Patrick Shun-Dung | M | BGD236 | Rep | 2015-10-09 | 2017-02-27 | |
| 27 | Fong, Oscar Hok Kar 方學嘉 | M | BCA488 | Rep | 2013-10-10 | 2015-06-04 | |
| 28 | Fung, Wing Tsan 馮永贃 | ADQ913 | Rep | 2010-03-29 | 2010-08-01 | ||
| 29 | Guo, Ran (SFC:BRW326) 郭然 | BRW326 | Rep | 2021-11-18 | |||
| 30 | Han, Jianchiu 韓劍秋 | ANX450 | RO | 2015-04-16 | 2016-01-24 | ||
| 31 | He, Yun (SFC:BDG862) 賀昀 | BDG862 | Rep | 2014-04-07 | 2014-11-08 | ||
| 32 | Ho, Tina Yi Mei 何伊薇 | F | BSE655 | Rep | 2024-09-09 | 2026-01-07 | |
| 33 | Hsiao, Eugene Yow Seng | M | AOP006 | Rep | 2017-09-20 | 2018-12-18 | |
| 34 | Hu, Ping (SFC:BRW327) 胡萍 | BRW327 | Rep | 2021-11-17 | |||
| 35 | Hu, Wentao (SFC:BWT545) 胡文韬 | BWT545 | Rep | 2025-09-25 | |||
| 36 | Huang, Guoqin (SFC:BVC266) 黃國欽 | BVC266 | Rep | 2024-06-28 | 2025-06-10 | ||
| 37 | Huang, Kai (SFC:AOB359) 黃凱 | AOB359 | Rep | 2011-01-07 | 2013-08-01 | ||
| 38 | Huang, Xian Jia 黃賢嘉 | AQH654 | Rep | 2015-09-22 | 2018-11-01 | ||
| 39 | Jia, Kexun 贾可训 | BWT548 | Rep | 2025-09-25 | |||
| 40 | Jiang, Yingyun 蔣穎云 | BKL592 | Rep | 2020-11-18 | 2024-02-19 | ||
| 41 | Jiang, Yue (SFC:BGP809) 姜越 | BGP809 | Rep | 2021-04-07 | 2021-11-05 | ||
| 42 | Jing, Lei (SFC:BXI879) 荆镭 | BXI879 | Rep | 2026-02-04 | |||
| 43 | Kent, Alexander H | M | BIB434 | Rep | 2017-09-21 | 2018-10-31 | |
| 44 | Kwan, Louis Man Fai 關文輝 | 59 | M | ADG156 | RO | 2008-08-01 | 2011-04-08 |
| Rep | 2013-07-19 | 2013-09-18 | |||||
| RO | 2013-09-18 | 2015-02-11 | |||||
| 45 | Kwok, Felix Man Chun 郭文駿 | M | AWS974 | Rep | 2017-03-22 | 2018-04-20 | |
| 46 | Lai, Chi Kin (SFC:AIR705) 賴子健 | AIR705 | Rep | 2010-07-29 | 2011-06-05 | ||
| 47 | Lai, Kin Pui 黎建培 | BMS565 | Rep | 2022-05-18 | 2022-11-22 | ||
| 48 | Lam, Kin Sang 林健生 | AOX351 | Rep | 2011-07-15 | 2017-06-02 | ||
| 49 | Lam, Tau Hing 林斗興 | BOT764 | Rep | 2019-09-09 | 2019-11-02 | ||
| 50 | Lau, Cheong (SFC:BFA120) 劉暢 | BFA120 | Rep | 2020-08-03 | 2024-02-08 | ||
| 51 | Lau, Hang Cheong 劉恒昌 | ANW753 | Rep | 2008-11-12 | 2010-05-27 | ||
| RO | 2010-05-27 | 2014-01-05 | |||||
| 52 | Lau, Joanne Yan-Wah 劉恩華 | F | AZI786 | Rep | 2022-05-10 | ||
| 53 | Law, Man Sing (SFC:AMU896) 羅文星 | AMU896 | Rep | 2014-03-28 | 2015-09-09 | ||
| 54 | Lee, Kotis Cheuk Hin 李綽軒 | BST707 | Rep | 2025-07-11 | |||
| 55 | Lee, Siu Keung (SFC:AFG628) 李兆強 | AFG628 | Rep | 2013-07-19 | 2014-05-23 | ||
| 56 | Lee, Yuen Wa 李婉華 | BCP880 | Rep | 2013-12-31 | 2014-10-29 | ||
| 57 | Leung, Koon Yin 梁冠賢 | AFU797 | Rep | 2011-06-21 | 2017-11-30 | ||
| 58 | Leung, Kwok Ming (SFC:AIZ701) 梁國明 | AIZ701 | RO | 2014-10-17 | 2018-06-29 | ||
| 59 | Li, Chen (SFC:BTT296) 李晨 | BTT296 | Rep | 2023-05-18 | |||
| 60 | Li, En Tzu 李恩慈 | BNC713 | Rep | 2019-10-28 | 2021-06-23 | ||
| RO | 2021-06-23 | ||||||
| 61 | Li, Gang (SFC:APV891) 李綱 | APV891 | Rep | 2022-09-26 | 2024-08-02 | ||
| 62 | Li, Jingyi (SFC:BNG503) 李靜怡 | BNG503 | Rep | 2022-10-07 | |||
| 63 | Li, Lu (SFC:AWW550) 李璐 | AWW550 | Rep | 2011-03-01 | 2013-11-29 | ||
| 64 | Li, Shang Xian 李尚賢 | BRH304 | Rep | 2022-05-19 | |||
| 65 | Li, Shaoqing (SFC:BRN724) 李少卿 | BRN724 | Rep | 2023-09-13 | |||
| 66 | Li, Xuan (SFC:ARI945) 李璇 | ARI945 | Rep | 2024-08-02 | |||
| 67 | Li, Zehuan (SFC:BQO834) 李澤環 | BQO834 | Rep | 2021-08-02 | 2025-04-30 | ||
| 68 | Liang, Xinyi (SFC:BSM424) 梁欣仪 | BSM424 | Rep | 2022-05-26 | 2022-09-29 | ||
| Rep | 2025-03-28 | ||||||
| 69 | Liao, Xin (SFC:BIC886) 廖馨 | BIC886 | Rep | 2016-08-31 | 2017-06-02 | ||
| 70 | Lin, Sitong 林思佟 | BUT110 | Rep | 2024-03-20 | |||
| 71 | Lin, Wang (SFC:BSY860) 林望 | BSY860 | Rep | 2022-09-09 | |||
| 72 | Lindsay, Craig Blaser 林善祺 | 72 | M | AEE208 | RO | 2008-08-01 | 2014-06-28 |
| 73 | Liu, Enyu (SFC:BQV611) 劉恩予 | BQV611 | Rep | 2021-03-10 | 2022-01-28 | ||
| 74 | Liu, Guangming (SFC:BDD671) 劉廣明 | BDD671 | Rep | 2014-03-19 | 2016-04-29 | ||
| Rep | 2016-10-03 | 2017-03-17 | |||||
| RO | 2017-03-17 | 2020-03-31 | |||||
| 75 | Liu, Guibao 劉桂保 | BGD403 | Rep | 2015-09-22 | 2017-09-07 | ||
| 76 | Liu, Jing (SFC:BWN287) 刘靖 | BWN287 | Rep | 2025-08-13 | 2025-08-27 | ||
| RO | 2025-08-27 | ||||||
| 77 | Liu, Liang (SFC:BGE209) 劉亮 | BGE209 | Rep | 2025-11-11 | |||
| 78 | Liu, Manlu 劉曼璐 | BHC885 | Rep | 2016-03-08 | 2017-06-30 | ||
| 79 | Liu, Mengxiao (SFC:BNI018) 劉梦晓 | BNI018 | Rep | 2022-04-06 | |||
| 80 | Liu, Qingyang 劉清揚 | BXC555 | Rep | 2025-11-27 | |||
| 81 | Liu, Xinguo (SFC:BOD325) 劉新國 | BOD325 | Rep | 2019-02-22 | 2019-06-10 | ||
| RO | 2019-06-10 | 2020-03-12 | |||||
| Rep | 2021-01-05 | 2021-01-07 | |||||
| RO | 2021-01-07 | 2025-06-23 | |||||
| 82 | Lu, Chia-Yu 盧佳鈺 | BGD404 | Rep | 2015-10-09 | 2015-11-21 | ||
| 83 | Lu, Hsing I 盧幸怡 | BGD235 | Rep | 2015-10-13 | 2016-10-29 | ||
| 84 | Lu, Qing (SFC:BEZ264) 盧青 | BEZ264 | Rep | 2025-02-20 | |||
| 85 | Ma, Tao (SFC:BAS665) 馬韜 | BAS665 | Rep | 2021-10-08 | |||
| 86 | Ma, Weizhong 馬衛中 | ANM343 | Rep | 2014-01-02 | 2015-07-20 | ||
| 87 | Ma, Yuwei (SFC:BQR923) 马雨微 | BQR923 | Rep | 2021-11-17 | |||
| 88 | Mak, Siu Chung (SFC:ALQ825) 麥兆忠 | ALQ825 | Rep | 2021-02-24 | 2022-10-12 | ||
| 89 | Mao, Shuguang 毛曙光 | 58 | M | AMY549 | Rep | 2011-06-10 | 2012-02-11 |
| 90 | Mui, Chun Wai 梅駿威 | BGD406 | Rep | 2015-09-24 | 2018-11-14 | ||
| 91 | Ng, Samson Siu Fung 吳肇鋒 | M | AXL878 | Rep | 2012-03-02 | 2015-09-07 | |
| 92 | Ng, Shiu Cheong 吳兆昌 | ACB652 | Rep | 2010-07-07 | 2011-09-24 | ||
| 93 | Ngai, Thomas Kwok Kan 危國根 | M | ACP700 | Rep | 2013-11-04 | 2017-06-30 | |
| 94 | Ni, Jian (SFC:ASG429) 倪健 | ASG429 | Rep | 2009-01-14 | 2011-12-16 | ||
| 95 | Poon, Shu Hang 潘樹恆 | AXI218 | Rep | 2011-05-27 | 2013-07-24 | ||
| 96 | Qian, Mingwei 錢明威 | ANZ962 | Rep | 2013-05-15 | 2014-05-01 | ||
| 97 | Qin, Bo (SFC:BOO258) 秦渤 | BOO258 | Rep | 2023-10-13 | |||
| 98 | Shang, Ning 尚宁 | AVL540 | Rep | 2020-11-20 | |||
| 99 | Shao, Tianyi 邵天一 | BOU086 | Rep | 2021-01-06 | 2021-08-25 | ||
| 100 | Shen, Yiding 沈一丁 | BQC196 | Rep | 2021-08-23 | |||
| 101 | Sheng, Ming (SFC:BDC162) 盛明 | BDC162 | Rep | 2014-03-10 | 2015-04-01 | ||
| 102 | Sing, Allen G 甄浩然 | M | ADY343 | Rep | 2017-03-02 | 2018-12-24 | |
| RO | 2018-12-24 | 2021-01-19 | |||||
| 103 | Sit, Kiu Yip 薛僑業 | AXY477 | Rep | 2011-08-25 | 2013-08-17 | ||
| 104 | Song, Jung Hun 宋政訓 | BRL112 | Rep | 2021-08-23 | |||
| 105 | Stevenson, John Arthur Liam | 51 | M | BGD408 | Rep | 2015-09-22 | 2017-12-13 |
| RO | 2017-12-13 | 2018-12-15 | |||||
| 106 | Su, Hui (SFC:AUZ018) 蘇慧 | AUZ018 | Rep | 2010-03-29 | 2011-04-15 | ||
| 107 | Su, Xuanhao 苏炫昊 | BXF559 | Rep | 2026-01-05 | |||
| 108 | Sui, Mingxiao 隋明晓 | BVQ783 | Rep | 2024-12-03 | 2025-10-17 | ||
| 109 | Sun, Jianning 孙建宁 | BUQ177 | Rep | 2024-02-19 | 2025-01-16 | ||
| 110 | Sun, Qijia 孫奇佳 | AVC987 | Rep | 2010-04-28 | 2012-01-15 | ||
| 111 | Sun, Yisi (SFC:BPU860) 孙逸思 | BPU860 | Rep | 2025-09-25 | |||
| 112 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2020-08-10 | |||
| 113 | Tang, Ningyuan 湯宁遠 | BTM555 | Rep | 2024-10-23 | |||
| 114 | Truong, Alfred Kar Yin 張家賢 | M | BED061 | Rep | 2024-12-03 | ||
| 115 | Tsang, Tak Fu 曾得富 | AOI861 | Rep | 2010-04-23 | 2014-04-04 | ||
| 116 | Wang, James Junyan 王俊彥 | 56 | M | ADA695 | RO | 2008-08-01 | 2014-01-01 |
| 117 | Wang, Liu (SFC:BWY861) 王劉 | BWY861 | Rep | 2025-11-13 | |||
| 118 | Wang, Samuel (SFC:BEC292) 汪定國 | M | BEC292 | RO | 2014-12-09 | 2015-06-09 | |
| 119 | Wang, Zhihua (SFC:ARI402) 王志華 | ARI402 | Rep | 2008-08-08 | 2008-10-20 | ||
| RO | 2008-10-20 | 2010-07-31 | |||||
| 120 | Warther, Stewart Jackson | M | BNF463 | Rep | 2018-07-11 | 2018-11-10 | |
| 121 | Wei, Li (SFC:ARN032) 魏力 | ARN032 | Rep | 2015-10-02 | 2016-07-25 | ||
| 122 | Wei, Wei (SFC:ANI829) 魏薇 | ANI829 | Rep | 2014-02-10 | 2015-04-18 | ||
| 123 | Weng, Yong 翁涌 | BEC295 | RO | 2014-12-10 | 2015-05-01 | ||
| 124 | Wong, Leah Kuen 王麗娟 | AVC092 | Rep | 2010-04-23 | 2013-01-01 | ||
| 125 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | AJO207 | Rep | 2008-09-11 | 2011-11-17 | |
| 126 | Wong, Tsz Ho (SFC:BSR670) 黃梓皓 | BSR670 | Rep | 2022-09-19 | 2024-10-25 | ||
| 127 | Wu, Tingting (SFC:AYQ131) 吳婷婷 | AYQ131 | Rep | 2012-06-12 | 2015-03-05 | ||
| 128 | Xu, Fanfei 許凡非 | BPB455 | Rep | 2024-06-06 | 2025-10-24 | ||
| 129 | Xu, Jianqiang (1980) 許建強 | 46 | M | BAJ277 | Rep | 2022-07-11 | 2022-11-04 |
| RO | 2022-11-04 | ||||||
| 130 | Xu, Jing (SFC:BVO041) 許靖 | BVO041 | Rep | 2024-11-13 | |||
| 131 | Xu, Junquan (SFC:BVC221) 徐雋泉 | BVC221 | Rep | 2024-07-05 | |||
| 132 | Xu, Zijun (SFC:BRT424) 徐紫珺 | BRT424 | Rep | 2021-10-12 | 2022-05-06 | ||
| 133 | Xue, Feifan 薛飞帆 | BXI966 | Rep | 2026-02-04 | |||
| 134 | Xue, Yan (SFC:ATX492) 薛岩 | ATX492 | Rep | 2009-10-07 | 2016-05-31 | ||
| 135 | Yan, Danny Kai Chi 甄啟智 | AEL746 | Rep | 2011-11-14 | 2013-12-30 | ||
| RO | 2013-12-30 | 2018-04-20 | |||||
| 136 | Yang, Haokun 楊昊堃 | BOH427 | Rep | 2021-12-10 | 2025-08-31 | ||
| 137 | Yang, Tao (SFC:AVP529) 楊濤 | AVP529 | Rep | 2015-05-19 | 2017-06-09 | ||
| 138 | Yang, Wenjing (SFC:BPT282) 楊文婧 | BPT282 | Rep | 2021-12-06 | |||
| 139 | Yang, Xiaoxi (SFC:BLU778) | BLU778 | Rep | 2020-02-26 | 2022-05-27 | ||
| 140 | Yang, Zhebin 杨哲彬 | BVC440 | Rep | 2024-07-22 | |||
| 141 | Yang, Zhengyu 杨正宇 | BWO480 | Rep | 2025-08-11 | |||
| 142 | Yang, Zhifan 杨之帆 | BGV223 | Rep | 2026-01-28 | |||
| 143 | Yau, Yuk Hin 丘旭軒 | BVF937 | Rep | 2024-08-02 | 2025-10-04 | ||
| 144 | Yeung, Hong Sun 楊航生 | AIY790 | RO | 2014-10-17 | 2018-04-17 | ||
| 145 | Yu, Siu Chung 余肇聰 | AOX543 | Rep | 2012-02-02 | 2013-04-22 | ||
| 146 | Yu, Sze Kong 余仕綱 | APP175 | Rep | 2015-04-15 | 2016-06-20 | ||
| 147 | Yu, Yipeng 于毅鵬 | BQB505 | Rep | 2022-05-23 | 2024-08-02 | ||
| 148 | Yue, Yuan (SFC:BJB569) 岳圓 | BJB569 | Rep | 2017-02-13 | 2017-07-31 | ||
| 149 | Zeng, Minrui 曾旻睿 | BWC282 | Rep | 2025-04-22 | |||
| 150 | Zhang, Dongmei (SFC:ASI046) 張冬梅 | ASI046 | Rep | 2009-01-22 | 2016-04-29 | ||
| 151 | Zhang, Erchao 張尓超 | BGI777 | Rep | 2015-10-14 | 2017-06-02 | ||
| 152 | Zhang, Feiran (SFC:BFU387) 張斐然 | BFU387 | Rep | 2015-07-09 | 2016-11-16 | ||
| Rep | 2017-01-10 | 2017-06-02 | |||||
| 153 | Zhang, Nan (SFC:BHN934) 張楠 | BHN934 | Rep | 2016-09-30 | 2018-01-26 | ||
| 154 | Zhang, Rui (SFC:BED057) 張睿 | BED057 | Rep | 2015-04-15 | 2018-11-01 | ||
| 155 | Zhang, Shaoqing 張小卿 | BHR967 | Rep | 2016-06-24 | 2017-06-30 | ||
| 156 | Zhang, Yueyang (SFC:BHW836) 張岳阳 | BHW836 | Rep | 2016-07-25 | 2017-06-16 | ||
| 157 | Zhang, Zheng (SFC:AOL699) 張正 | AOL699 | Rep | 2021-04-12 | 2021-07-28 | ||
| RO | 2021-07-28 | ||||||
| 158 | Zheng, Kongdong 鄭孔棟 | BFA756 | RO | 2015-04-16 | 2017-04-01 | ||
| 159 | Zheng, Yu (SFC:BQI535) 鄭煜 | BQI535 | Rep | 2025-11-03 | |||
| 160 | Zhou, Xuan (SFC:BOI483) 周璇 | BOI483 | Rep | 2021-06-24 | |||
| 161 | Zhu, Yichen (SFC:BEG155) 朱懿琛 | BEG155 | Rep | 2015-04-15 | 2016-09-01 | ||
| Rep | 2021-12-06 | 2025-08-01 | |||||
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